El deber de las entidades que prestan servicios de inversión de garantizar la fiabilidad de la información obtenida de los clientes para evaluar la conveniencia o idoneidad de sus inversores
ISSN: 1888-4113
Year of publication: 2019
Issue: 24
Type: Article
More publications in: Revista de derecho del mercado de valores
Abstract
This paper analyzes the Statement of the Comision Nacional del Mercado de Valores regarding the obligation of financial institutions to take measures in order to ensure the reliability of the financial information provided by investors, so that the client’s suitability and convenience can be evaluated. Duties of information, the current situation and the aforementioned Statement will be linked in our study.